John Kelly, Co-founder & Partner
John has more than 35 years of experience in building profitable new financial services businesses across a wide range of products and services. John now focuses on evaluating direct investment opportunities and raising capital for alternative asset managers.
Previously, John was Global COO of Liquidnet with a mandate from the founder to restore growth, increase market share, and strengthen operational control of this innovative and unique institutional electronic trading firm.
From September 2003 to March 2009, John worked with John L. Thornton, former President of Goldman Sachs, providing advisory services to private investors and management in a variety of industries in the U.S. and China, and completed several direct investments in privately held companies in the U.S.
John also held several senior positions with Société Générale (“SG”) in the U.S. where he helped build their U.S. investment banking business as COO and Head of Capital Markets. John was a member of the Management Committee of SG Americas, the investment bank’s Executive Committee, Investment Banking Committee, the Equity Screening Committee, and he was chairman of the Debt Screening Committee and the Risk Committee.
Earlier in his career, John worked at Rockefeller Family & Associates where he managed private equity investments for Meriwether Capital; had been Head of Asian Fixed Income Capital Markets at Bear Stearns; worked for Credit Suisse First Boston in Capital Markets and Investment Banking; and was a commercial lending officer at Citibank.
John currently serves as Chairman of the Board of The Victory Funds, a $55 billion mutual fund complex comprising equity and fixed income products and smart beta ETFs, and is a non-executive director of Caledonia Mining Corporation, a southern Africa focused gold miner.
John is a member of The Executive Forum (EF), a selective invitation only group of professionals with at least 10 years of current or past C-Suite or Corporate Officer experience and board service at market-moving companies, including portfolio companies owned by the most innovative PE firms. EF members share a passion for “what’s next” to drive business growth of tomorrow and pride themselves on the ability to readily access trusted, expert colleagues who can fill most business needs for executive talent and thought leadership.
John has a BA in American Studies (history and literature) from Yale University and an MBA from the Yale School of Management.
John is a Registered Representative of BA Securities, LLC.*
Brennan Warble, Partner
Brennan has more than 30 years of experience gained from operational, executive, and strategic leadership positions in institutional capital markets. Brennan has been on the cutting edge of risk transfer and capital intermediation across equity, equity derivative, fixed income and convertible securities for his entire career.
Through his positions of leadership in capital markets, Brennan has developed extensive relationships with institutional investors of various profiles including insurance companies, pension funds, private equity and hedge funds, as well as endowments, foundations, and large family offices.
In Brennan’s most recent positions at Liquidnet, Tremor Technologies and Citadel Securities, he developed and implemented new technologies combining data sciences, artificial intelligence, and machine learning to automate and enhance risk transfer in the equity, insurance, and fixed income markets. He is a trusted, solutions-based resource to the most sophisticated institutional investors advising on how to build, implement and integrate new trading infrastructure to add alpha, strengthen risk management and reduce reliance on manual intervention. He has consistently built and led high performing teams across multiple geographies, products and asset classes.
Earlier in his career, Brennan spent 19 years at Merrill Lynch where he served on the global markets operating committee and held numerous senior leadership roles including Head of Americas distribution, Head of Latin American Equities and Global Head of Convertible Bonds.
Brennan is a member of The National Organization of Investment Professionals (NOIP), a diverse group of the most senior traders, analysts, sales managers, and investors from the “buy-side,” the “sell-side,” proprietary trading firms, market makers, national securities exchanges, and experts in asset classes outside of listed equities. Membership is limited and by invitation only. NOIP is focused on fostering a favorable regulatory environment for institutional participation in fair and open securities markets which are both efficient and effective.
Brennan holds a BA from St. Lawrence University and matriculated at NYU’s Stern School of business.
Brennan is a Registered Representative of BA Securities, LLC.*